Bronchoalveolar Lavage (BAL)

Classification of Lower Respiratory Sampling Techniques

A. Bronchoscopic Techniques

(Performed using fiberoptic bronchoscope)

  1. Bronchoalveolar lavage (BAL)
  2. Protected specimen brush (PSB / Protected brush)
  3. Bronchial wash
  4. Transbronchial biopsy (TBB)
  5. Endobronchial biopsy


B. Non-Bronchoscopic Techniques

(Blind catheter-based techniques)

  1. Mini-BAL (Blind BAL)
  2. Blind protected brush
  3. Endotracheal aspirate (ETA)


Bronchoalveolar lavage (BAL) is a diagnostic bronchoscopic procedure in which sterile isotonic saline is instilled into a subsegmental bronchus and then aspirated to obtain alveolar epithelial lining fluid, containing:

  • Alveolar macrophages
  • Lymphocytes
  • Neutrophils
  • Eosinophils
  • Microorganisms
  • Malignant cells
  • Proteinaceous material

—> BAL reflects distal airway + alveolar pathology, unlike bronchial wash which samples proximal airways.


Objectives / Rationale

BAL is used to:

  1. Identify infectious etiology
  2. Characterize inflammatory cell pattern
  3. Diagnose diffuse lung diseases
  4. Detect alveolar hemorrhage
  5. Assess malignancy
  6. Evaluate immune-mediated lung disease


Anatomy Sampled by BAL

Procedure

Site Sampled

Bronchial wash

Large airways

BAL

Respiratory bronchioles + alveoli

Transbronchial biopsy

Lung parenchyma


Indications of BAL

1. Infectious Indications (Most common in ICU)

Immunocompromised host

  • Pneumocystis jirovecii pneumonia (PCP)
  • CMV pneumonia
  • Invasive aspergillosis
  • Nocardia
  • TB (smear / GeneXpert)
  • Fungal pneumonias

Non-resolving pneumonia

  • Ventilator-associated pneumonia (VAP)
  • HAP with negative sputum cultures

Unexplained fever + pulmonary infiltrates


2. Interstitial Lung Diseases (ILD)

BAL helps support diagnosis, not replace biopsy.

BAL Cell Pattern

Suggestive Disease

Lymphocytosis (>25–30%)

Hypersensitivity pneumonitis, NSIP, sarcoidosis

Neutrophilia

IPF, ARDS, infection

Eosinophilia (>25%)

Acute eosinophilic pneumonia

Foamy macrophages

Amiodarone toxicity

Hemosiderin-laden macrophages

Diffuse alveolar hemorrhage


3. Acute Hypoxemic Respiratory Failure

  • Acute respiratory distress syndrome (ARDS)
  • Acute interstitial pneumonia
  • Acute exacerbation of ILD
  • Suspected alveolar hemorrhage


4. Suspected Malignancy

  • Bronchoalveolar carcinoma (lepidic adenocarcinoma)
  • Lymphoma
  • Lymphangitic carcinomatosis


5. Special Situations

  • Pulmonary alveolar proteinosis (milky BAL)
  • Lipoid pneumonia (lipid-laden macrophages)
  • Aspiration pneumonitis


Contraindications

Absolute Contraindications

  • Severe refractory hypoxemia (PaO₂ < 60 mmHg on FiO₂ > 0.8)
  • Unstable hemodynamics
  • Life-threatening arrhythmias
  • Uncorrected severe coagulopathy
  • Raised ICP (relative but exam favorite)


Relative Contraindications

  • Platelets < 50,000
  • INR > 1.5
  • Severe pulmonary hypertension
  • Recent MI
  • Poor tolerance to bronchoscopy


Pre-Procedure Preparation

Patient Evaluation

  • ABG
  • Chest imaging (localize lesion)
  • Coagulation profile
  • Platelet count
  • Oxygenation status

Ventilated Patients

  • FiO₂ 100% before procedure
  • PEEP optimized
  • Closed suction bronchoscopy preferred


Technique of BAL (Step-by-Step)

1. Bronchoscope Positioning

  • Wedged into a subsegmental bronchus
  • Common sites:
    • Right middle lobe
    • Lingula
      (best yield due to gravity-dependent alveoli)


2. Instillation of Saline

  • Sterile 0.9% normal saline
  • Volume per aliquot: 20–50 mL
  • Total volume: 100–300 mL (usually 100–150 mL)


3. Aspiration

  • Gentle suction (low negative pressure)
  • Expected recovery: 40–60% of instilled volume


4. Sample Handling

  • First aliquot microbiology (higher contamination)
  • Later aliquots cytology, cell counts


BAL Fluid Analysis

1. Gross Appearance 

Appearance

Diagnosis

Clear

Normal

Turbid

Infection

Bloody (progressively red)

Diffuse alveolar hemorrhage

Milky

Pulmonary alveolar proteinosis

Oily

Lipoid pneumonia

Frothy

Pulmonary edema


2. Cellular Differential (Normal BAL)

Cell Type

Normal %

Macrophages

85–95%

Lymphocytes

5–15%

Neutrophils

<3%

Eosinophils

<1%


3. Abnormal Patterns 

Pattern

Disease

Lymphocytes > 40%

Hypersensitivity pneumonitis

CD4/CD8 > 3.5

Sarcoidosis

CD4/CD8 < 1

HP, HIV

Neutrophils

IPF, ARDS, infection

Eosinophils > 25%

Acute eosinophilic pneumonia

Hemosiderin macrophages

DAH


4. Microbiological Tests

  • Gram stain
  • Bacterial culture
  • AFB smear & culture
  • GeneXpert MTB/RIF
  • Fungal smear & culture
  • Galactomannan (aspergillus)
  • PCR for viruses
  • Silver stain (PCP)


5. Special Tests

  • PAS stain alveolar proteinosis
  • Oil Red O lipoid pneumonia
  • Cytology malignancy
  • Iron stain alveolar hemorrhage


BAL in ICU / Ventilated Patient

Key Points

  • Transient hypoxemia common
  • Increase FiO₂ & PEEP temporarily
  • Perform quickly
  • Monitor:
    • SpO₂
    • BP
    • ECG


Complications

Complication

Mechanism

Hypoxemia

Saline filling alveoli

Bronchospasm

Airway irritation

Bleeding

Trauma

Arrhythmias

Hypoxia, vagal stimulation

Pneumothorax (rare)

Overdistension


BAL vs Bronchial Wash vs Biopsy

Feature

BAL

Bronchial Wash

Biopsy

Site

Alveoli

Large airways

Lung tissue

Volume

Large

Small

NA

Diagnosis

Infection, ILD

Infection

Histology

Risk

Low

Very low

Higher


BAL in Specific Diseases 

  • PCP BAL sensitivity > 90%
  • DAH Sequential aliquots increasingly bloody
  • Sarcoidosis Lymphocytosis + high CD4/CD8
  • HP Marked lymphocytosis + low CD4/CD8
  • IPF Neutrophilia ± eosinophils
  • PAP Milky BAL + PAS positive



2. Protected Specimen Brush (PSB)

Definition

A bronchoscopic sampling method using a double-sheathed sterile brush designed to prevent contamination from upper airway flora.


Mechanism

  • Brush enclosed in catheter sheath
  • Outer sheath protects brush during insertion
  • Brush exposed only at target bronchial segment
  • Specimen transferred to sterile container


Sampling Site

  • Distal bronchi
  • NOT alveoli (unlike BAL)


Quantitative Diagnostic Cutoff

  • ≥10³ CFU/mL Suggests infection


Advantages

  • Minimal contamination
  • High specificity for VAP
  • Useful when colonization suspected


Limitations

  • Smaller sample volume
  • Cannot assess cellular patterns
  • Lower sensitivity than BAL


3. Bronchial Washing

Definition

Instillation of small saline volume into proximal bronchial tree and suction retrieval.


Characteristics

  • Samples large airways
  • Less invasive than BAL
  • Mainly used for:

Indications

  • Endobronchial tumors
  • Proximal airway infections
  • Cytology for malignancy


Diagnostic Yield

Lower than BAL for alveolar diseases.


4. Mini-BAL (Blind BAL / Non-Bronchoscopic BAL)

Definition

Lower airway sampling using a catheter passed blindly through endotracheal tube.


Technique

  • Special catheter inserted via ETT
  • Advanced until resistance
  • Saline instilled (20–60 mL)
  • Aspirated back


Sampling Area

Distal airway and alveoli (approximate)


Quantitative Cutoff

  • ≥10⁴ CFU/mL


Advantages

  • Does NOT require bronchoscope
  • Bedside ICU procedure
  • Less hemodynamic disturbance
  • Safer in unstable patients


Limitations

  • Blind sampling
  • Possible contamination
  • Cannot visualize airway


5. Blind Protected Brush

Definition

Blind catheter-based version of PSB.


Features

  • Similar contamination prevention as PSB
  • Performed without bronchoscope
  • Used in ventilated patients


Diagnostic Cutoff

  • ≥10³ CFU/mL


6. Endotracheal Aspirate (ETA)

Definition

Suction sampling via endotracheal tube.


Features

  • Simplest technique
  • Non-invasive
  • High sensitivity
  • Low specificity


Uses

  • Initial screening in VAP
  • Monitoring colonisation

Limitations

  • High contamination risk
  • Cannot distinguish infection vs colonization reliably


Comparison Table 

Technique

Bronchoscope Required

Sampling Site

Quantitative Cutoff

Contamination Risk

Diagnostic Accuracy

BAL

Yes

Alveoli + distal airway

≥10⁴ CFU/mL

Moderate

High sensitivity

PSB

Yes

Distal bronchi

≥10³ CFU/mL

Very low

High specificity

Bronchial washing

Yes

Proximal airway

Not standardized

High

Moderate

Mini-BAL

No

Distal airway + alveoli

≥10⁴ CFU/mL

Moderate

Moderate

Blind PSB

No

Distal bronchi

≥10³ CFU/mL

Low

Moderate

ETA

No

Central airway

No reliable cutoff

High

Low specificity