NON-INVASIVE VENTILATION (NIV) 

1. DEFINITION

Non-Invasive Ventilation (NIV) is the provision of positive pressure ventilatory support without an artificial airway,

2. PHYSIOLOGICAL PRINCIPLES

A. Effects on Respiratory Mechanics

Mechanism

Effect

Inspiratory pressure support

Work of breathing

Positive end-expiratory pressure (PEEP/EPAP)

FRC, atelectasis

Alveolar recruitment

Oxygenation

Improved tidal volume

PaCO₂

Reduced respiratory muscle load

Prevents fatigue


B. Gas Exchange Effects

PaO₂ via alveolar recruitment
PaCO₂ via improved minute ventilation
• Improves V/Q matching
• Reduces intrinsic PEEP in COPD


C. Cardiovascular Effects

Effect

Mechanism

Preload

Intrathoracic pressure

LV afterload

Transmural pressure

Beneficial in cardiogenic pulmonary edema

Improves cardiac output

### Excessive pressure hypotension


3. TYPES / MODES OF NIV

A. CPAP (Continuous Positive Airway Pressure)

🔹 Single continuous pressure throughout respiratory cycle

Physiology
• Prevents alveolar collapse
• Improves oxygenation
• No ventilatory assistance (no VT)

Uses
Cardiogenic pulmonary edema
Obstructive sleep apnea
Mild hypoxemic respiratory failure

2️⃣ INITIAL CPAP SETTINGS (STARTING VALUES)

Standard Starting CPAP

Parameter

Initial Setting

CPAP pressure

5 cm HO

FiO

Start 0.4–0.6, titrate to SpO

Interface

Oronasal mask preferred

Target SpO

92–96% (88–92% in COPD)


3️⃣ HOW TO TITRATE CPAP

A. CPAP PRESSURE TITRATION

Clinical Scenario

CPAP Adjustment

Persistent hypoxemia

CPAP by 2 cm HO

Increased WOB

CPAP

Atelectasis / pulmonary edema

CPAP

Hypotension develops

CPAP

Barotrauma risk

Do not exceed limits

Typical Effective Range:
—> 5–10 cm HO
—> Maximum: 12–15 cm HO (rarely higher)


B. BiPAP (Bilevel Positive Airway Pressure)

Two pressure levels:

Parameter

Function

IPAP

Inspiratory support VT, PaCO₂

EPAP

Equivalent to PEEP oxygenation

Pressure Support (PS) = IPAP – EPAP


C. Advanced Modes (ICU Ventilators)

• PSV-NIV
• NIV-SIMV (rare)
• AVAPS (Average Volume Assured Pressure Support)
• iVAPS

Used mainly in chronic hypercapnic respiratory failure


4. INTERFACES USED IN NIV

Interface

Advantages

Disadvantages

Nasal mask

Comfort, speech

Mouth leak

Oronasal (full-face)

Most common, effective

Claustrophobia

Total face mask

pressure sores

Air leak

Helmet NIV

Better tolerance

CO₂ rebreathing, noise

—> Helmet NIV increasingly used in ARDS (e.g., COVID)


5. INDICATIONS 

A. STRONG EVIDENCE / GOLD-STANDARD INDICATIONS

1. Acute Exacerbation of COPD (AECOPD)

MOST IMPORTANT INDICATION

Criteria
• pH < 7.35
• PaCO₂ > 45 mmHg
• Moderate–severe dyspnea

Benefits
Intubation rates
Mortality
ICU stay

Guidelines: GOLD, ERS/ATS Class I recommendation


2. Acute Cardiogenic Pulmonary Edema

• CPAP or BiPAP both effective
• Rapid relief of dyspnea
Need for intubation

Mechanism
Preload
LV afterload
• Recruits alveoli


B. MODERATE EVIDENCE INDICATIONS

3. Hypoxemic Respiratory Failure (Selected)

Examples:
• Pneumonia (carefully selected)
• Early ARDS (PaO₂/FiO₂ > 150)
• Immunocompromised patients

 High failure rates close monitoring mandatory


4. Post-Extubation Respiratory Failure

• Especially in COPD, CHF
• Prophylactic NIV reduces re-intubation


5. Weaning Facilitation

• Difficult weaning in COPD
• NIV after extubation prevents failure


C. CHRONIC USE INDICATIONS

• Obesity hypoventilation syndrome
• Neuromuscular diseases (ALS, MG, DMD)
• Chest wall deformities
• Stable chronic hypercapnic COPD


6. CONTRAINDICATIONS

A. ABSOLUTE

  • Cardiac or respiratory arrest
     Inability to protect airway
     Severe encephalopathy (GCS < 8)
     Active vomiting / GI bleeding
     Facial trauma or surgery
     Uncontrolled agitation


B. RELATIVE

 Hemodynamic instability
 Excessive secretions
 Severe hypoxemia (P/F < 100)
 Recent upper GI surgery


7. INITIATION OF NIV – STEPWISE

A. Patient Selection (MOST IMPORTANT)

Ideal patient:
Awake
Cooperative
Hemodynamically stable
Moderate respiratory distress
Able to clear secretions


B. Initial Settings (BiPAP)

Parameter

Starting Value

IPAP

10–12 cmH₂O

EPAP

4–6 cmH₂O

RR backup

10–14/min

FiO₂

Target SpO₂ 88–92% (COPD), 92–96% (others)

Gradually titrate:
• IPAP to improve VT & CO₂
• EPAP for oxygenation


8. MONITORING DURING NIV 

A. Clinical

• RR
• Accessory muscle use
• Dyspnea
• Mental status improves


B. Gas Exchange

ABG at 1–2 hours

Success indicators:
pH
PaCO₂
PaO₂


C. Ventilatory Parameters

• Tidal volume
• Leak
• Synchrony
• Patient comfort


9. PREDICTORS OF NIV SUCCESS vs FAILURE

A. Predictors of SUCCESS

pH improves within 1–2 hrs
RR decreases
Patient comfortable
Good mask fit
Stable hemodynamics


B. Predictors of FAILURE (RED FLAGS)

🚩 Worsening hypoxemia
🚩 Rising PaCO₂
🚩 Persistent tachypnea
🚩 Hemodynamic instability
🚩 Reduced consciousness

## Delay in intubation mortality


10. COMPLICATIONS OF NIV

Complication

Mechanism

Aspiration

Loss of airway reflex

Pressure sores

Mask pressure

Gastric distension

Air swallowing

Barotrauma

High pressures

Eye irritation

Air leak

Hypotension

Preload


11. NIV IN ARDS – CONTROVERSIAL BUT IMPORTANT

• NIV failure common in moderate–severe ARDS
• Best outcomes when:
– P/F > 150
– Early initiation
– Helmet NIV preferred

# Intubate early if no rapid improvement


12. WHEN TO INTUBATE (DO NOT DELAY)

Immediate intubation if:
• Cardiac arrest
• Severe hypoxemia
• Airway compromise
• NIV failure at 1–2 hrs


🔹How to WEANING FROM NON-INVASIVE VENTILATION (NIV)


1️⃣ WHEN TO CONSIDER NIV WEANING (READINESS CRITERIA)

A. Clinical Stability

Awake, alert, cooperative
Hemodynamically stable (no/inotrope minimal)
RR ≤ 25/min
No severe accessory muscle use
Minimal dyspnea (Borg ≤ 3)


B. Gas Exchange Targets

Parameter

Target

SpO

≥ 90% (COPD: 88–92%)

PaO

≥ 60 mmHg

FiO

≤ 0.4

pH

≥ 7.35

PaCO

Stable or improving


C. Ventilator Settings (Low Support)

Parameter

Acceptable

IPAP

≤ 10–12 cmH₂O

EPAP

≤ 5–6 cmH₂O

Backup rate

Off or minimal


2️⃣ NIV WEANING STRATEGIES (IMPORTANT FOR EXAMS)

🔹 Strategy 1: Gradual Reduction of NIV Duration (Most Common)

Principle: Increase spontaneous breathing time off NIV

Day

NIV Usage

Day 1

Continuous NIV except meals

Day 2

NIV at night + intermittent daytime

Day 3

Night-only NIV

Day 4

Stop NIV

Preferred in COPD, AHF, hypercapnic failure


🔹 Strategy 2: Gradual Reduction of NIV Pressure Support

Stepwise decrease in IPAP

Step

Action

Step 1

Reduce IPAP by 2 cmH₂O every 6–12 h

Step 2

Maintain EPAP

Step 3

When IPAP ≤ 8–10 trial off NIV

Useful in pressure-dependent patients


Feeding a Patient on Non-Invasive Ventilation (NIV)

Core Principles

  • NIV ≠ absolute contraindication to enteral feeding
  • Aim to maintain nutrition without increasing aspiration risk or NIV failure


1. Assess Before Feeding (Mandatory)

A. Patient Factors

Parameter

Requirement

Consciousness

Awake, cooperative, intact gag/cough

Airway protection

Able to clear secretions

Hemodynamics

Stable (no escalating vasopressors)

Work of breathing

Not severe distress

 DO NOT feed if:

  • GCS < 13
  • Active vomiting
  • Copious secretions
  • Severe hypoxemia or hypercapnic encephalopathy


B. NIV Factors

Factor

Safe Feeding Range

IPAP

≤ 20 cmH₂O

EPAP

≤ 8–10 cmH₂O

Mask fit

Minimal leak

NIV tolerance

Stable for ≥ 6–12 h

High pressures gastric insufflation & aspiration risk


2. Route of Feeding on NIV

A. Oral Feeding (Preferred if feasible)

Best option when patient is stable

How to do it

  • Temporarily remove mask
  • Feed small, frequent meals
  • Restart NIV immediately after meals

Why NIV is needed immediately after meals

Pathophysiology

After meals:

  • Oxygen consumption
  • CO₂ production
  • Diaphragmatic splinting due to gastric distension
  • Work of breathing

 High-risk patients (COPD, OHS, neuromuscular disease) may decompensate rapidly if NIV is delayed.


How to do it safely 

  1. Pause NIV briefly for oral intake
  2. Allow small, slow meals
  3. Keep head elevated ≥45°
  4. Reapply NIV immediately after swallowing is complete
  5. Start with previous settings, reassess comfort and leaks


When should you NOT restart NIV immediately?

Situation

Reason

Active nausea/vomiting

Aspiration risk

Marked gastric distension

Risk of regurgitation

Excessive air swallowing

Aerophagia

Reduced sensorium post-meal

Poor airway protection

👉 In these cases:

  • Delay NIV briefly
  • Decompress stomach (NGT if needed)
  • Resume NIV once safe


Indications

  • Mild–moderate respiratory failure
  • Intermittent NIV (e.g., COPD exacerbation)

Limitations

  • Fatigue
  • Inadequate calorie intake


B. Enteral Feeding (Most ICU Patients)

1️⃣ Nasogastric Tube (NGT)

Most commonly used

Problems

  • Mask leak around tube
  • Gastric distension
  • Aspiration risk

Risk reduction

  • Use fine-bore (8–10 Fr) NGT
  • Prefer continuous feeding
  • Elevate head end 30–45°
  • Monitor gastric residual volumes (GRV)


2️⃣ Post-Pyloric Feeding (Nasojejunal) – BEST for High Risk

Preferred when available

Indications

  • High aspiration risk
  • Poor gastric emptying
  • High NIV pressures
  • Recurrent feed intolerance

ESPEN & SCCM recommend post-pyloric feeding if NIV > 48 h(always recheck current recommendations)


C. Parenteral Nutrition (PN)

NOT first line

Indications

  • Unable to tolerate enteral feeding
  • Severe aspiration risk
  • Persistent NIV intolerance to feeding




How NIV decreases afterload


1️⃣ Key Concept: What Is LV Afterload?

LV afterload ≈ LV transmural systolic pressure

LV afterload=PLV −Pintrathoracic

Where:

  • PLV = intracavitary LV systolic pressure
  • Pintrathoracic ≈ pleural pressure

 It is the pressure the LV must generate to eject blood


2️⃣ NIV Increases Intrathoracic Pressure

  • CPAP / EPAP → positive pressure throughout respiratory cycle
  • IPAP (in BiPAP) → intermittent higher positive pressure during inspiration


3️⃣ How Increased Intrathoracic Pressure ↓ LV Afterload

🔹 A. Reduction in LV Transmural Pressure

LV transmural pressure=PLV −Ppleural

When NIV increases pleural pressure:

  • External pressure on LV rises
  • LV does not need to generate as high intracavitary pressure
  • Afterload decreases


🔹 B. Reduction in Aortic Transmural Pressure

  • Aorta lies within thorax
  • Increased intrathoracic pressure:
    • Raises external pressure on aorta
    • Aortic wall tension

Wall stress2hPtransmural ×r

Thus:

  • ↓ pressure gradient between LV and aorta
  • ↓ resistance to LV ejection



7️⃣ CPAP vs BiPAP – Afterload Effect

Mode

Afterload Reduction

CPAP

Continuous afterload reduction

BiPAP

Afterload reduction + inspiratory unloading

👉 Both reduce afterload via EPAP component


 GUIDELINES REFERENCED

• ERS/ATS NIV Guidelines
• GOLD COPD Guidelines
• Surviving Sepsis Campaign
• Harrison’s Principles of Internal Medicine
• NEJM / Intensive Care Medicine reviews