Upper Airway Obstruction (UAO) 

1. Definition

Upper airway obstruction (UAO) is defined as:

Impaired airflow in the airway between the nose/mouth and the trachea, resulting in increased airway resistance and respiratory compromise.

The obstruction may be:

  • Partial
  • Complete
  • Dynamic or fixed
  • Intrinsic or extrinsic


2. Anatomy of the Upper Airway

The upper airway extends from the nares to the cricoid cartilage.

Major segments

  1. Nasal cavity
  2. Oral cavity
  3. Pharynx
    • Nasopharynx
    • Oropharynx
    • Hypopharynx
  1. Larynx
    • Epiglottis
    • Vocal cords
    • Subglottic space

Important features

  • Highly compliant and collapsible
  • No rigid cartilaginous support in pharynx
  • Airway patency maintained by:
    • Pharyngeal dilator muscles
    • Consciousness
    • Neuromuscular tone

Loss of these leads to dynamic obstruction.


3. Epidemiology in ICU

Common ICU situations causing UAO:

  • Post-extubation laryngeal edema
  • Anaphylaxis
  • Angioedema (ACE inhibitor)
  • Upper airway tumors
  • Trauma
  • Foreign body
  • Deep neck infections


4. Causes of Upper Airway Obstruction

Classification by mechanism

Mechanism

Examples

Mechanical obstruction

Foreign body, tumor

Edema

Anaphylaxis, angioedema

Infection

Epiglottitis, abscess

Neuromuscular collapse

OSA, coma

Trauma

Facial fracture, hematoma


5. Etiological Classification

A. Infectious Causes

Condition

Key Features

Epiglottitis

Rapid airway obstruction

Croup

Subglottic edema

Ludwig angina

Floor of mouth infection

Peritonsillar abscess

“Hot potato voice”

Retropharyngeal abscess

Neck swelling


B. Allergic / Inflammatory Causes

  • Anaphylaxis
  • Angioedema
    • ACE inhibitor
    • Hereditary angioedema
  • Post-extubation laryngeal edema
  • Radiation-induced edema


C. Structural Causes

Cause

Mechanism

Tumor

Mechanical narrowing

Vocal cord paralysis

Inadequate abduction

Subglottic stenosis

Scar

Laryngomalacia

Collapse


D. Traumatic Causes

  • Facial fractures
  • Neck trauma
  • Laryngeal injury
  • Expanding hematoma
  • Inhalational burns


E. Functional Causes

Condition

Mechanism

Obstructive sleep apnea

Pharyngeal collapse

Sedation

Loss of tone

Neuromuscular disease

Weak airway muscles


6. Pathophysiology

Upper airway obstruction leads to:

1. Increased airway resistance

Airflow resistance:Rr41

Small reduction in airway radius huge increase in resistance


2. Increased work of breathing

Patients generate large negative intrathoracic pressure.

Consequences:

  • Increased venous return
  • Pulmonary edema
  • Respiratory fatigue


3. Negative Pressure Pulmonary Edema (NPPE)

Mechanism:

  1. Strong inspiratory effort
  2. Large negative intrathoracic pressure
  3. Fluid shifts into alveoli

Seen in:

  • Laryngospasm
  • Post-extubation obstruction


4. Hypoxemia and Hypercapnia

Obstruction leads to:

  • Reduced ventilation
  • CO₂ retention
  • Respiratory acidosis


7. Clinical Features

Early Signs

Sign

Mechanism

Stridor

Turbulent airflow

Tachypnea

Increased effort

Accessory muscle use

Increased work

Voice change

Laryngeal involvement


Classic Features

Stridor

Type

Location

Inspiratory

Supraglottic obstruction

Expiratory

Tracheal obstruction

Biphasic

Glottic/subglottic obstruction


Feature

Stridor

Grunting

Origin

Upper airway

Alveoli / lower respiratory tract

Phase of breathing

Usually inspiratory

Expiratory

Sound

High-pitched, harsh

Low-pitched, short expiratory sound

Mechanism

Turbulent airflow through narrowed upper airway

Partial closure of glottis to maintain PEEP

Clinical significance

Upper airway obstruction

Severe lung disease / hypoxemia


Severe Obstruction Signs

  • Silent chest
  • Cyanosis
  • Altered mental status
  • Bradycardia
  • Cardiac arrest


8. Special Clinical Signs

1. Hoover sign

Paradoxical chest movement

2. Suprasternal retraction

Severe airway obstruction

3. Tripod position

Patient leaning forward

4. Drooling

Seen in:

  • Epiglottitis
  • Abscess


9. Investigations in ICU

1. Bedside Assessment

Key priorities:

  • Airway patency
  • Oxygenation
  • Work of breathing


2. Flexible Fiberoptic Laryngoscopy

Gold standard for diagnosis.

Shows:

  • Vocal cord mobility
  • Edema
  • Tumor
  • Abscess


3. Imaging

CT Neck

Used for:

  • Tumors
  • Abscess
  • Trauma


4. Flow Volume Loop

Characteristic patterns.

Patterns:

Pattern

Example

Fixed obstruction

Tracheal stenosis

Variable extrathoracic

Vocal cord dysfunction

Variable intrathoracic

Tracheomalacia


10. Emergency Management (ICU Approach)

First priority = Airway

Stepwise approach

  1. Oxygen
  2. Airway positioning
  3. Pharmacologic therapy
  4. Definitive airway


11. Initial Stabilization

Airway positioning

  • Head tilt chin lift
  • Jaw thrust

Used in:

  • Sedated patients


Oxygen Therapy

  • High flow oxygen
  • Non-rebreather mask


Heliox

Helium–oxygen mixture reduces airflow resistance.

Used in:

  • Laryngeal obstruction
  • Post-extubation edema


12. Pharmacologic Management

Drug

Indication

Epinephrine

Anaphylaxis

Steroids

Laryngeal edema

Antihistamines

Allergic reaction

C1 esterase inhibitor

Hereditary angioedema


Nebulized epinephrine

Used in:

  • Post-extubation stridor
  • Croup

13. Airway Intervention

Indications for intubation

  • Severe stridor
  • Hypoxemia
  • Respiratory fatigue
  • Altered consciousness


Preferred Technique

Awake fiberoptic intubation

Used when:

  • Anticipated difficult airway
  • Tumor
  • edema


Rapid sequence intubation (RSI)

Used when:

  • Emergency airway
  • No predicted difficulty


14. Surgical Airway

If intubation fails:

Procedure

Indication

Cricothyrotomy

Emergency airway

Tracheostomy

Long-term airway


15. Special ICU Scenarios

1. Post-extubation Stridor

Cause:

  • Laryngeal edema

Risk factors:

  • Prolonged intubation
  • Large ETT
  • Female patients

Treatment:

  • Steroids
  • Nebulized epinephrine
  • Reintubation if severe


2. Angioedema

Types:

Type

Cause

Histamine mediated

Allergy

Bradykinin mediated

ACE inhibitors

Treatment differs:

  • Histamine epinephrine
  • Bradykinin C1 esterase inhibitor / icatibant


3. Obstructive Sleep Apnea in ICU

Causes obstruction during sedation.

Management:

  • CPAP
  • Positioning
  • Avoid sedatives


16. Complications

Major complications include:

  • Hypoxic brain injury
  • Cardiac arrest
  • Negative pressure pulmonary edema
  • Aspiration
  • Airway trauma



17. Guideline & Textbook Sources

Major references used in critical care practice:

  • Harrison’s Principles of Internal Medicine
  • Oh’s Intensive Care Manual
  • Irwin & Rippe ICU
  • Difficult Airway Society guidelines
  • American Society of Anesthesiologists airway guidelines